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  • Blog
    May 14, 2018
    Keeping Up With Sanctions Compliance – The UK’s Evolving Approach
    A few weeks ago, Protiviti hosted a breakfast briefing in London, focusing on the topic of the rapidly evolving financial sanctions regime in the UK. David McLean, Joint Deputy Head of the Office of Financial Sanctions Implementation (OFSI) and Head of Enforcement and Engagement, discussed the overall framework and recent developments. Tasnoova Zaki, a manager with Protiviti’s Risk and Compliance…
  • Blog
    May 16, 2018
    From User Provisioning to Invoice Processing and Supplier Screening: The Opportunities of RPA Do Seem Endless
    I sat down earlier this week with one of my colleagues to discuss the possibilities of RPA that we, here at Protiviti, are really excited about – listen to our conversation below and let us know your thoughts. [audio mp3="http://blog.protiviti.com/wp-content/uploads/2018/05/PowerfulInsightsRPA.mp3"][/audio] [Podcast Transcript] Kevin Donahue: Hello, this is Kevin Donahue, senior director…
  • Blog
    May 17, 2018
    U.S. Beneficial Ownership Rule: Two Exceptive Relief Rulings in the First Week
    On the same day – May 11, 2018 – that FinCEN’s Customer Due Diligence rule, commonly referred to as the beneficial ownership rule, became effective, FinCEN issued exceptive relief from the beneficial ownership requirements for premium finance lending products that allow for cash refunds. Premium finance lenders provide short-term loans to businesses to cover their annual insurance premiums.…
  • Blog
    May 18, 2018
    Time for Technology Companies to Commit to Women in Leadership Roles
    In the digital age, technology companies face relentless pressure to innovate before they are out-innovated or wholly disrupted. But many tech firms, by not making a concerted effort to assemble diverse leadership — including recruiting more women for senior executive and board roles — are undermining their ability to compete. They are also risking their long-term survival. That includes both…
  • Blog
    May 21, 2018
    Reality Check: Global Risks, Unexpected Opportunities on the Rise
    We are living in an unusual time. Never before have I witnessed such a dynamic, fast-moving, unpredictable environment. With natural disasters and food and water shortages displacing millions of people around the globe, the debate around the need for a concerted effort to address manmade climate change has never been more intense. At the same time, global cooperation and sustaining free and fair…
  • Blog
    May 23, 2018
    CAQ’s New Cybersecurity Risk Management Oversight Tool: A Protiviti Analysis
    Cybersecurity is among the most critical risks that organizations need to address today. Management and protection of data, availability of critical systems and infrastructure, and the risk of cybersecurity threats are among the most pressing concerns for executive teams and boards of directors around the world. Earlier this year, the U.S. Securities and Exchange Commission (SEC) published…
  • Blog
    May 23, 2018
    Hidden Vulnerability: GDPR Data in Unexpected Places
    The European Union (EU) General Data Protection Regulation (GDPR) — one of the most comprehensive data privacy regulations in history — is scheduled to become effective this week (May 25, 2018). This regulation imposes strict requirements on how the personal data of EU subjects is collected, used and stored — both within the EU and by foreign companies doing business within the EU, including…
  • Blog
    May 24, 2018
    GDPR and EU AML Directives – A Regulatory Tug-of-War?
    The impact of the General Data Protection Regulation, effective 25 May 2018, will be felt for some time to come. One area where GDPR will present a significant ongoing challenge for the financial services industry relates to the personal data collection and processing obligations created under anti-money laundering (AML) regulations. The tension between the AML and privacy requirements is not new…
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    July 27, 2020
    Suspicious Activity Reporting: Government Aid Programs in the Spotlight
    Amid growing media coverage of fraud related to government loan programs and unemployment insurance claims, the Small Business Administration (SBA) issued an Information Notice (IN) on July 22 dealing specifically with the identification and reporting of suspicious activity related to the Economic Injury Disaster Loans (EIDL) Program. The IN is aimed at alerting depository institutions to the…
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