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  • Infographic

    May 2, 2023
    2023 Top Risks Insurance Infographics
    Talent sourcing and technology skilling headline concerns among insurance industry executives and boards in the face of rising labor costs and an increasingly competitive landscape. Strategic priorities include upskilling and reskilling employees as the need to acquire talent that can support digital transformation becomes more critical.

  • Flash Report

    June 8, 2023
    U.S. Banking Regulators Finalise (Finally) Revised Third-Party Risk Management Guidance
    On Tuesday, June 6, 2023, the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) issued the “Interagency Guidance on Third-Party Relationships: Risk Management.”[1] This marks the long-awaited finalisation of the proposed guidance that was initially issued on July 19,…

  • Newsletter

    May 28, 2020
    Compliance Insights - May 2020
    Your monthly compliance news roundup BSA/AML Examination Manual Updates from FFIEC On April 15, 2020, the Federal Financial Institutions Examination Council (FFIEC) released updates to the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) examination manual. The manual is used to evaluate an institution’s compliance with the Bank Secrecy Act and anti-money laundering requirements. This is the…

  • Newsletter

    August 30, 2022
    Compliance Insights - June 2020
    Your monthly compliance news roundup FinCEN: BSA Reporting Obligations Remain Crucial During COVID-19 as Fraud Trends Rise The first case of the novel coronavirus (COVID-19) in the United States was confirmed on January 20, 2020, two months after the first known cases are believed to have originated in China. While the world turned its attention to the virus and finding effective treatment, a…

  • Whitepaper

    March 26, 2020
    Compliance Insights - March 2020
    Protiviti is committed to remaining the source for insights on the latest news in compliance you’ve come to expect. While the articles in this issue were developed prior to the escalation of events regarding COVID-19, we know they may still be impacting your organisations amid the current circumstances. For all dedicated COVID-19 coverage, Seek out our upcoming April issue for analysis of the…

  • Newsletter

    October 29, 2020
    Compliance Insights - October 2020
    Your monthly compliance news roundup Protecting Institutions Against PPP Fraud On September 10, 2020, Brian Rabbitt, acting assistant attorney general in the U.S. Department of Justice (DOJ), provided a status update on the department’s efforts to combat Paycheck Protection Programme (PPP) fraud. According to Rabbitt, the DOJ has filed charges against 57 individuals for fraudulently obtaining…

  • Newsletter

    April 20, 2020
    Compliance Insights - April 2020
    Your monthly compliance news roundupOCC Reinforces Third-Party Risk Management ExpectationsRegulatory expectations related to third-party relationships have evolved considerably since 2013, when the Federal Reserve Board and Office of the Comptroller of the Currency (OCC) issued prescriptive guidances SR 13-19 and OCC 2013-29, respectively. To account for this evolution, the OCC published OCC…

  • Newsletter

    July 29, 2020
    Compliance Insights - July 2020
    In your monthly compliance news roundup, you will read about: Implications of Class Action Suit Alleging Misleading Autopay Options Recapping Regulatory Responses to COVID-19 DOJ Updates Guidance on Evaluating Corporate Compliance Programmes Regulators Aim to Provide Financial Institutions Clear Guidance and Improve Compliance

  • Newsletter

    August 26, 2020
    Compliance Insights - August 2020
    Your monthly compliance news roundup CFPB Issues Interim Final Rule to Amend Regulation X Offering Relief to Consumers  In light of the ongoing COVID-19 pandemic, the Consumer Financial Protection Bureau (CFPB) has issued an interim rule permitting mortgage servicers to offer new loss mitigation options following the evaluation of an incomplete loss mitigation application. In March 2020,…

  • Whitepaper

    November 18, 2020
    Starting a Journey Towards Aligned Risk Governance
    Wie Management von Risiken aus einem Guss gelingen kann In den meisten Unternehmen finden sich verschiedene Funktionen, die sich im weitesten Sinne mit Risiken auseinandersetzen – Risikomanagement, Compliance, Information Security, Internes Kontrollsystem oder Interne Revision, um nur einige zu nennen. Oft sind die einzelnen Funktionen in ihren Tätigkeiten personell und methodisch gut…
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