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  • Whitepaper

    September 20, 2020
    Early Signs of Regulatory Alignment on Operational Resilience Concepts, Themes
    In early August 2020, the Basel Committee on Banking Supervision (BCBS) released a consultative document, titled “Principles for Operational Resilience,” that proposed a pragmatic yet flexible approach to operational resilience, one intended to be principles-based. Publication of the consultative document was expected and timely, coming amid a growing regulatory focus on operational risks and the…

  • Whitepaper

    July 18, 2019
    Beschwerdemanagement
    Nach BaFin-Rundschreiben 06/2018 „Mindestanforderungen an das Beschwerdemanagement“ IHRE AUSGANGSSITUATION Verfügt Ihr Institut bereits über eine zentrale Beschwerdemanagementfunktion, die umfangreich in die prozessualen Abläufe Ihres Unternehmens eingebunden ist? Als CRR-Kreditinstitut, Kapitalverwaltungsgesellschaft, Zahlungsinstitut oder E-Geld-Institut sind Sie aufgrund des BaFin…

  • Flash Report

    May 18, 2020
    What the Interagency Guidance on Credit Risk Review Systems Means for Your Institution
    Introduction On May 8, 2020, the Agencies[1] released a final version of the Interagency Guidance on Credit Risk Review Systems. This final guidance applies to all institutions supervised by the Agencies and supersedes regulatory expectations for credit risk review systems documented in Attachment 1 - Loan Review Systems – of the 2006 Interagency Policy Statement on the Allowance for Loan and…

  • Newsletter

    December 10, 2021
    The Buffett Newspaper Test: What It Means and Why It's Important
    Transparency and consequences can be powerful leadership deterrents. For the board and CEO and their personal brands, the critical question is, what will key decision-makers in their organisation do in situations when no one is watching? When the subject of ethical and responsible business behavior arises, Warren Buffett advises managers to evaluate every action they take — and not just by legal…

  • Whitepaper

    February 24, 2021
    The AML Act of 2020 - Top of Mind Compliance Issues for 2021
    What to Expect and When The main headline about the Anti-Money Laundering Act of 2020 (AML Act) has been that the United States finally moved to address a long-standing gap in its anti-money laundering (AML) regime by establishing a national registry of beneficial owners. Not reading beyond that headline, however, would be a mistake because the AML Act includes many other provisions that, taken…

  • Survey

    October 24, 2023
    2023 Global Finance Trends Survey
    Entdecken Sie die Protiviti-Studie zu den globalen Finanztrends 2023 mit Expertenmeinungen, Finanzprognosen und Bewertungen finanzieller Risiken. Laden Sie den vollständigen Bericht herunter.

  • Flash Report

    December 30, 2020
    PPP 2.0 – A Renewed Opportunity (and New Set of Headaches) for Lenders
    As the old saying goes, the best deals are made when neither side gets exactly what it wants. By that standard, the most recent federal pandemic relief bill that finally passed into law in late December certainly qualifies as a great deal. Democrats who for months had been seeking a bill in excess of $3 trillion were undoubtedly disappointed by the final price tag of slightly more than $900…

  • Newsletter

    May 17, 2024
    CFO Insights
    This month, we invite you to participate in the 2024 Finance Trends Survey and share your insights! We also share practical tips for finance leaders on how to leverage AI for their organization, highlight an on-demand webinar discussing what you need to know about the IPO journey and feature insights from a client on how they enabled AI adoption through next-generation governance.

  • Whitepaper

    August 23, 2021
    Agile is strategic: It's time for finance to scale up its labor model
    Since it first emerged a few years ago within the finance and accounting groups of fast-growing technology organisations, the adoption of the flexible labor model has swiftly advanced across numerous industries and companies of all sizes. The finance and accounting group has always needed a flexible approach to its labor model due to unexpected changes in business units, automation platforms or…

  • Newsletter

    September 28, 2022
    Identifying and managing the critical risks of third-party providers
    Outsourcing und andere Beziehungen zu Drittanbietern können Finanzinstituten zahlreiche Vorteile bringen wie z. B. eine höhere betriebliche Belastbarkeit, schnellere und besser zugeschnittene Finanzprodukte und -dienstleistungen, Kostensenkungen, größere Innovationen sowie verbesserte interne Prozesse.
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