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Regulation

Collection

The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organisation.

Whitepaper

June 19, 2024

Can we trust culture and conduct to guide decision making in the financial services industry?

More than 15 years after the great financial crisis, the financial industry’s culture and conduct remain very much in the headlines. Has nothing changed? A lot has indeed changed, though bad actors still manage to prevail at times. Maintaining good culture and conduct relies on the collective efforts and responses of financial institutions, regulators, and customers....
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Featured Insights

WHITEPAPER August 13, 2024

Regulations and Demand for Accountability Set the Tone for the Future of ESG Disclosures

In recent years, increasing pressures from a variety of stakeholders have combined to drive companies toward more sustainable practices in their...
IN FOCUS July 9, 2024

US Supreme Court reshapes the regulatory landscape

Over the course of a few days before the end of its summer session, the U.S. Supreme Court issued three decisions that reshaped the regulatory...
WHITEPAPER May 9, 2024

SIFMA’s Quantum Dawn VII After-Action Report

The latest iteration of SIFMA’s biannual cybersecurity exercise focused on the outage of a critical third-party service provider. The simulation and...
WHITEPAPER March 13, 2024

An Open Letter to CEOs and Board Members: In Support of the Compliance Function

We’ve all heard it said: “Tone at the top” is critical to the success of a compliance function, and financial institution regulators expect CEOs and...
WHITEPAPER August 13, 2024

Regulations and Demand for Accountability Set the Tone for the Future of ESG Disclosures

In recent years, increasing pressures from a variety of stakeholders have combined to drive companies toward more sustainable practices in their...
IN FOCUS July 9, 2024

US Supreme Court reshapes the regulatory landscape

Over the course of a few days before the end of its summer session, the U.S. Supreme Court issued three decisions that reshaped the regulatory...
WHITEPAPER May 9, 2024

SIFMA’s Quantum Dawn VII After-Action Report

The latest iteration of SIFMA’s biannual cybersecurity exercise focused on the outage of a critical third-party service provider. The simulation and...
WHITEPAPER March 13, 2024

An Open Letter to CEOs and Board Members: In Support of the Compliance Function

We’ve all heard it said: “Tone at the top” is critical to the success of a compliance function, and financial institution regulators expect CEOs and...

Compliance Transformation

PODCAST July 17, 2024

Risky Women Podcast | Risk Management With Purpose

In this episode of Protiviti's Risky Women podcast series, Ghislaine Entwisle, Managing Director of the Australia Technology Consulting and Business...
PODCAST February 15, 2024

Risky Women Podcast | Top Compliance Priorities 2024

In this episode of Risky Women Radio, host Kimberley Cole, CEO of the Risky Women organisation kicks off Series 7 by discussing the predictions for...
PODCAST December 11, 2023

Risky Women Podcast | Complexity of the Compliance Landscape

Jenny Wong, a managing director at Protiviti, engages in a conversation with Debra Au, a managing director and head of legal, compliance and...
PODCAST November 27, 2023

Risky Women Podcast | Strategic Risk

Kimberly Dickerson, Executive Vice President - Global Head of Operations and Technology at Protiviti, speaks with Star McDade, Senior Vice President,...
PODCAST July 17, 2024

Risky Women Podcast | Risk Management With Purpose

In this episode of Protiviti's Risky Women podcast series, Ghislaine Entwisle, Managing Director of the Australia Technology Consulting and Business...
PODCAST February 15, 2024

Risky Women Podcast | Top Compliance Priorities 2024

In this episode of Risky Women Radio, host Kimberley Cole, CEO of the Risky Women organisation kicks off Series 7 by discussing the predictions for...
PODCAST December 11, 2023

Risky Women Podcast | Complexity of the Compliance Landscape

Jenny Wong, a managing director at Protiviti, engages in a conversation with Debra Au, a managing director and head of legal, compliance and...
PODCAST November 27, 2023

Risky Women Podcast | Strategic Risk

Kimberly Dickerson, Executive Vice President - Global Head of Operations and Technology at Protiviti, speaks with Star McDade, Senior Vice President,...

Financial Crime

Crypto e Travel Rule: cosa sta succedendo?
INSIGHTS PAPER May 17, 2024

Crypto e Travel Rule: cosa sta succedendo?

I crypto-asset, insieme ai relativi prodotti e servizi, hanno registrato una crescita evidente negli ultimi anni.Questa rapida adozione solleva...
WHITEPAPER April 24, 2024

Sanctions Risk Assessment: A Key Risk Management Tool

Faced with the growing complexity of the geopolitical landscape, governments have been using financial sanctions increasingly as foreign policy tools...
WHITEPAPER February 19, 2024

Sanctions: Not Just a Financial Institution Issue

For banks, sanctions-related enforcement actions and large financial penalties over many years have made clear the cost of non-compliance with...
WHITEPAPER January 31, 2024

2024: Global Sanctions Outlook for Financial Institutions

KYC took on added significance in the sanctions world in 2023. No, not Know Your Customer, though that certainly remains important. Know Your Cargo...
Crypto e Travel Rule: cosa sta succedendo?
INSIGHTS PAPER May 17, 2024

Crypto e Travel Rule: cosa sta succedendo?

I crypto-asset, insieme ai relativi prodotti e servizi, hanno registrato una crescita evidente negli ultimi anni.Questa rapida adozione solleva...
WHITEPAPER April 24, 2024

Sanctions Risk Assessment: A Key Risk Management Tool

Faced with the growing complexity of the geopolitical landscape, governments have been using financial sanctions increasingly as foreign policy tools...
WHITEPAPER February 19, 2024

Sanctions: Not Just a Financial Institution Issue

For banks, sanctions-related enforcement actions and large financial penalties over many years have made clear the cost of non-compliance with...
WHITEPAPER January 31, 2024

2024: Global Sanctions Outlook for Financial Institutions

KYC took on added significance in the sanctions world in 2023. No, not Know Your Customer, though that certainly remains important. Know Your Cargo...

Content Collections

Audit & Risk Management

Collection
Protiviti leaders and subject-matter experts from around the world provide insights on key issues facing organisations in our dynamic, challenging and competitive global business climate. Our world-class internal audit and risk assessment experience provides a wealth of information and data to help you meet future challenges.

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Finance & Operations

Collection
The role of finance and operation executives is evolving to keep pace with the changing demands of customers and technology. Our finance and operations collection compiles global perspectives to help leaders become a forward-thinking, strategic partner to the business.

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Financial Services Industry

Collection
Technology is rapidly evolving and digital adoption accelerating. Regulatory obligations are increasing in scope, rigor and complexity. Global events continue to challenge business, exacerbating existing and exposing new risks. Organisations across the financial services industry are facing demanding customer expectations to…

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