Financial Services Industry
Collection
Technology is rapidly evolving and digital adoption accelerating. Regulatory obligations are increasing in scope, rigor and complexity. Global events continue to challenge business, exacerbating existing and exposing new risks. Organisations across the financial services industry are facing demanding customer expectations to deliver seamless and uninterrupted services juxtaposed with rising cost pressures and regulatory scrutiny.
We help financial institutions, mortgage servicers and lenders, and insurers to be more effective and efficient in a way that is risk-sensitive, regulatory compliant, well-controlled, and enabled by leading technologies.
We have curated financial services insights to help executives in this industry stay ahead of emerging challenges and create opportunities for sustained future growth.
Featured Insights
FAQ Guide on the Use of AI for Financial Crime Compliance
Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of...
Trump 2.0: Possible Winners and Losers
President-elect Donald Trump will take office in January 2025 with Republican control of both the Senate and the House and with a conservative-leaning...
Reframing Regulatory Change: Adapting to Win
Regulations continue to expand in number and scope, driven by a variety of sources. As a result, the industry must deal with regulatory change on an...
Can we trust culture and conduct to guide decision making in the financial services industry?
More than 15 years after the great financial crisis, the financial industry’s culture and conduct remain very much in the headlines. Has nothing...
Risk & Compliance
Disruptors see the world differently
Disruptive change is happening, and more is coming. Is your organisation ready to seize the moment? Our results, based on a global survey of more than...
2025 Report on Top Risks
Read Protiviti's Top Risks Report 2025 covering executives' views on emerging risks related to AI, cyber threats, talent management, and economic...
A guide to the EU AI Act: Regulations, compliance and best practices
As artificial intelligence (AI) continues its explosive growth within organizations around the world, with virtually every business function exploring...
Understanding the Impact of the EU AI Act: A Primer for Financial Institutions
Navigate the EU AI Act's impact on finance with our strategic guide to compliance and ethical AI use.
Sanctions
Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions
For two years running, Protiviti has published a paper on the major sanction developments in the past year and our expectations for the coming year....
The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025
As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex.
FAQ Guide on the Use of AI for Financial Crime Compliance
Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of...
Sanctions Risk Assessment: A Key Risk Management Tool
Faced with the growing complexity of the geopolitical landscape, governments have been using financial sanctions increasingly as foreign policy tools...
Women in Financial Services
Risky Women Podcast | Driving Tech & Innovation in Risk Management
In this episode, Jo Shoppee, head of operational risk, technology, at ANZ Bank, shares her unexpected journey into risk management, from working as a...
Risky Women Podcast | Women in Risk Management: Challenges and Opportunities
Dive into the world of women in risk management. In this Risky Women podcast, Jenny Wong & Gayle Lacey discuss risk management challenges &...
Risky Women Podcast | Risk Management With Purpose
In this episode of Protiviti's Risky Women podcast series, Ghislaine Entwisle, Managing Director of the Australia Technology Consulting and Business...
Risky Women Podcast | Complexity of the Compliance Landscape
Jenny Wong, a managing director at Protiviti, engages in a conversation with Debra Au, a managing director and head of legal, compliance and...
ESG
Sustainability: Frequently Asked Questions
The subject of sustainability continues to evolve and present challenges and opportunities for businesses. Protiviti has created a guide of frequently...
EU Omnibus Proposals May Substantially Scale Down CSRD Reporting Obligations
On 25 February, 2025 the European Commission released a package of proposals (“omnibus package”) aimed at significantly scaling down several...
CSDDD: It’s Not Too Soon To Get Moving
While the EU’s Corporate Sustainability Reporting Directive (CSRD) that took effect in January 2023 is primarily disclosure-oriented, the EU’s...
Podcast | ESG Mindset – A Conversation with Matthew Sekol
In this episode of Board Perspectives, Protiviti Associate Director Alyse Mauro Mason talks to Matthew about the ESG mindset, technology and where we...
