Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Whitepaper December 21, 2022 Internal Audit Benchmarks in Healthcare Organisations By Mike Michalowicz, CIA®, CCSA, CRMA, Bryon Neaman, CHIAP®, CIA®, CPA, and Rebecca Nilson, CIA®, CPA, CRMA Internal audit (IA) functions in organisations worldwide and throughout most industries are undergoing significant change. Changes range from embracing the use of new methodologies and technologies to reframing how their people perform day-to-day operations as the future of work… Newsletter May 28, 2020 Compliance Insights - May 2020 Your monthly compliance news roundup BSA/AML Examination Manual Updates from FFIEC On April 15, 2020, the Federal Financial Institutions Examination Council (FFIEC) released updates to the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) examination manual. The manual is used to evaluate an institution’s compliance with the Bank Secrecy Act and anti-money laundering requirements. This… Newsletter August 30, 2022 Compliance Insights - June 2020 Your monthly compliance news roundup FinCEN: BSA Reporting Obligations Remain Crucial During COVID-19 as Fraud Trends Rise The first case of the novel coronavirus (COVID-19) in the United States was confirmed on January 20, 2020, two months after the first known cases are believed to have originated in China. While the world turned its attention to the virus and finding effective treatment… Newsletter July 29, 2020 Compliance Insights - July 2020 In your monthly compliance news roundup, you will read about: Implications of Class Action Suit Alleging Misleading Autopay Options Recapping Regulatory Responses to COVID-19 DOJ Updates Guidance on Evaluating Corporate Compliance Programmes Regulators Aim to Provide Financial Institutions Clear Guidance and Improve Compliance Newsletter August 26, 2020 Compliance Insights - August 2020 Your monthly compliance news roundup CFPB Issues Interim Final Rule to Amend Regulation X Offering Relief to Consumers In light of the ongoing COVID-19 pandemic, the Consumer Financial Protection Bureau (CFPB) has issued an interim rule permitting mortgage servicers to offer new loss mitigation options following the evaluation of an incomplete loss mitigation application. In… Whitepaper July 16, 2020 Mission d’audit interne et de conseil à distance Une nouvelle option issue du contexte COVID-19 à considérer L’année 2020 sera l’année de la flexibilité des méthodes de travail : confinement, salariés présentant un risque médical ne leur permettant pas de se rendre sur leur lieu de travail habituel, garde d’enfants, quarantaines suite à une exposition au COVID-19, roulements d’équipes, etc. Après une première période d’ajustement… Video February 13, 2018 Loi Sapin II – la première cartographie des risques de corruption : un exercice si particulier La première cartographie des risques de corruption : Un exercice si particulier Whitepaper April 24, 2018 L’audit interne face à la digitalisation de l’entreprise L’avancée rapide des nouvelles technologies digitales et l’incapacité de l’entreprise à évoluer représentent deux des risques majeurs aujourd’hui pour les organisations. L’audit interne doit donc être en mesure d’émettre une opinion sur l’efficacité de la gestion de ces risques : comment s’y prendre pour rester pertinent ? Whitepaper November 13, 2018 Un plan d’audit structuré et objectivé pour un pilotage et une transparence accrus L’élaboration du plan d’audit est un exercice exigeant pour les Directions d’Audit Interne (DAI), qui doivent intégrer chaque année de nouveaux risques et répondre aux demandes accrues de leur Direction Générale et Comité d’Audit. Afin d’apporter la valeur ajoutée attendue, les DAI doivent s’appuyer sur une méthodologie robuste et objectivée tout en gérant des contraintes de ressources et de… Podcast April 20, 2023 Risky Women Podcast | Regulator Series: Grovetta Gardineer from OCC Maryann Kennedy speaks with the Senior Deputy Comptroller for Bank Supervision Policy at the Office of the Comptroller of the Currency, Grovetta Gardineer, about the regulatory priorities in current economic environment.Grovetta Gardineer is the Senior Deputy Comptroller for Bank Supervision Policy at the Office of the Comptroller of the Currency (OCC). In this role, Ms. Gardineer directs the… Load More