Results for Search Submit Filter by: Advanced Filter All results Solutions Industry Typelist People Client Story Insights/Blogs Filter Search Sort by RelevanceDate Order AscDesc Blog January 29, 2018 Tech-tonic Shift: PreView Examines Seismic Risks Wrought by Technology In October 2017, Saudi Arabia granted citizenship to a robot with facial features designed to look like the late British actress and humanitarian, Audrey Hepburn. The largely ceremonial gesture made the humanoid, named Sophia, the world’s first robot to be granted legal rights. Advances in artificial intelligence (AI), and technology in general, are coming at an increasing rate, creating far-… Blog January 30, 2018 What Are Your AML Priorities in 2018? FinCEN’s Customer Due Diligence Rule. Sanctions Compliance. NYDFS’s Part 504. RegTech. Which of these issues is at the top of your institution’s AML compliance agenda for 2018? Thanks to everyone who attended Protiviti’s webinar, 2018: The Year Ahead in AML Compliance earlier this month. For anyone who may have missed the live webinar, you can listen to the replay by clicking on the link above… Blog January 30, 2018 Meaningful Cybersecurity Reporting: Measurement That Matters As cybersecurity concerns grow, leadership is searching for the metrics and insights that matter. At the end of last year, Protiviti sponsored a Cyber Summit in Chicago with speakers from Northwestern Mutual, First Midwest Bank, Zebra Technologies, and ParkerGale Companies. We were also joined by Doug Hubbard, author of How to Measure Anything in Cybersecurity Risk. The talks centered on how… Blog January 31, 2018 From Tried and True to Something New – the Energy and Utilities Industry Wrestles With Disruptive Innovation “Disruption” and “utility” are two words that were never meant to go together. The always-on, 24/7/365 nature of water and power is the industry’s defining characteristic. It’s not surprising then that executives and board members in the energy and utilities industry group would find disruptive innovation, and its related effects on people, processes and culture, to be a “significant impact” risk… Blog January 31, 2018 CDD Deadline Approaching: Listen to Our Monthly Podcast for an In-Depth Discussion of the Rule and More In this month's Compliance Insights podcast, Risk and Compliance experts Christine Bucy and Steven Stachowicz discuss the challenges around the customer due diligence (CDD) rule in force this May, and the dynamic developments related to the Consumer Financial Protection Bureau. More compliance news can be found in the January issue of Compliance Insights, available here. [audio mp3="http://blog.… Blog February 1, 2018 Business World Complexity Requires Sophisticated Enterprise Risk Management: So How Do You Get There? In my previous post, I discussed how companies can leverage enterprise risk management (ERM) for strategic planning and risk-informed decision making. I want to continue this discussion here with focus on the ERM journey and its various stages of maturity. ERM as a journey Though the metaphor is a bit worn, I will nevertheless apply it here. Based on our experience, we know that ERM… Blog February 5, 2018 Meaningful Cybersecurity Reporting: Measurement That Matters As cybersecurity concerns grow, leadership is searching for the metrics and insights that matter. At the end of last year, Protiviti sponsored a Cyber Summit in Chicago with speakers from Northwestern Mutual, First Midwest Bank, Zebra Technologies, and ParkerGale Companies. We were also joined by Doug Hubbard, author of How to Measure Anything in Cybersecurity Risk. The talks centered on how… Blog February 8, 2018 New FINRA Rules in Force This Week to Protect Senior Investors According to the U.S. Census, by 2050, the population age 65 and over is projected to be 83.7 million, almost double the estimated 43.1 million in 2012. In 2015, the Financial Industry Regulatory Authority (FINRA) established a Securities Helpline for Seniors, which highlighted certain issues investment firms were facing with regard to senior investors, and their responses if they suspected a… Blog February 12, 2018 Getting Equipped for the GDPR Journey – Helpful Resources As we approach the enforcement date for GDPR compliance, 25 May 2018, the European Commission has published a new website for applicable entities to help them understand and align their data handling practices with the new law. The EU Commission’s site contains a wealth of information and resources for GDPR implementation, along with additional background on enforcement and sanctions for multiple… Blog November 7, 2017 Are You a Biotech Company Eyeing an IPO? Be Sure to Assess These 3 Areas First The initial public offering (IPO) market for biotech companies has picked up steam in 2017, following a lackluster year (2016) that saw the fewest biotech IPOs since 2012. The positive buzz biotech stocks have been generating of late has many startups and other private firms in the sector wondering if now is the time to start making plans to go public. An IPO can help a biotech company raise… Load More