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  • Flash Report

    June 8, 2023
    U.S. Banking Regulators Finalise (Finally) Revised Third-Party Risk Management Guidance
    On Tuesday, June 6, 2023, the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) issued the “Interagency Guidance on Third-Party Relationships: Risk Management.”[1] This marks the long-awaited finalisation of the proposed guidance that was initially issued on July 19,…

  • Video

    June 2, 2020
    Video: Embracing technology tools in SOX work
    Protiviti has released the results of its latest Sarbanes-Oxley Compliance Survey. View the full survey and more details here.

  • Newsletter

    July 29, 2020
    Compliance Insights - July 2020
    In your monthly compliance news roundup, you will read about: Implications of Class Action Suit Alleging Misleading Autopay Options Recapping Regulatory Responses to COVID-19 DOJ Updates Guidance on Evaluating Corporate Compliance Programs Regulators Aim to Provide Financial Institutions Clear Guidance and Improve Compliance

  • Blogs

    June 30, 2023
    How will the incoming PSR APP fraud reimbursement requirement affect Payment Service Providers?
    On 7 June 2023, the Payment Systems Regulator (PSR) issued a policy statement ‘Fighting authorised push payment fraud: a new reimbursement requirement’ in response to the September 2022 consultation which outlined the PSR’s recommendations for tackling increased authorised push payment (APP) fraud. The recent statement outlines the incoming requirements for Payment Service Providers (PSPs) within…

  • Video

    August 7, 2020
    Video: Chicago Operational Risk Association CORA
    During this session, the panel discussed the compliance and regulatory basis of operational resilience.

  • Survey

    December 22, 2023
    2024 Top Risks in the Financial Services Industry
    Protiviti and NC State University’s ERM Initiative have been conducting our Top Risks Survey for the past 12 years. This journey began just as financial markets around the world were starting their long, slow recovery from the global financial crisis, and has since covered the worst global pandemic in 100 years as well as near record-low interest rates followed shortly by the fastest rate hiking…

  • Podcast

    March 13, 2024
    Podcast ǀ Decoding CMMC Compliance for Government Contractor Data
    In this special edition of the Protiviti Legal Perspectives podcast series, we delve into the complexities of new data protection and cybersecurity government regulations in the defense industry with Alex Alexander W. Major, Partner, McCarter & English and Perry Keating, President of Protiviti Government Services. The Cybersecurity Maturity Model Certification (CMMC) was recently promulgated…

  • Podcast

    December 4, 2023
    Podcast ǀ A Recipe for Excellence in the Business of Law
    “Technology will help us be better stewards of managing risk by leveraging data to tell a story… It allows businesses to see actual data and say, “Wow, if we partner with legal in a different proactive way, we can avoid some of these costs.” -Mark Smolik, General CounselMark Smolik, Chief Legal Officer for DHL Supply Chain in the Americas, is no stranger to the demands placed on today’s corporate…

  • Insights paper

    October 6, 2023
    Principles for Data Recovery From a Severe Cyber Scenario
    This paper is intended to prompt increased dialogue between financial institutions, trade associations and regulatory authorities on a rapidly evolving topic. It lays out a set of principles that could align regulators, the financial sector and all three lines of defense within an organization to a cohesive view of resilience. A key objective of this paper is to highlight the challenges in…

  • Whitepaper

    March 26, 2020
    Compliance Insights - March 2020
    Protiviti is committed to remaining the source for insights on the latest news in compliance you’ve come to expect. While the articles in this issue were developed prior to the escalation of events regarding COVID-19, we know they may still be impacting your organisations amid the current circumstances. Seek out our upcoming April issue for analysis of the impacts on specific areas of regulatory…
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