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  • Whitepaper

    August 3, 2022
    Prospering in the New World of Supply Chain Risk Management
    Introduction Corporate boards and executive leaders are waking up to a new world with the disconcerting realisation that they don’t know what they don’t know about their supply chains. This lack of transparency marks a pivotal and pervasive challenge to the board’s strategic oversight and governance of supply chain risks, and it comes with a heavy price tag. A slew of major supply chain…

  • Infographic

    July 17, 2022
    Infographic | Money Laundering Risk in the Consumer Goods & Retail Industry: As E-Commerce Booms, Illicit Acts Flourish
    Even in the current slow-growth environment, global e-commerce sales in 2022 are expected to exceed $5 trillion for the first time and remain on pace to surge past $7 trillion by 2025. For money launderers, the online trading boom has been a bonanza. With a few clicks of a computer, money launderers are using e-commerce sites and payment providers to process ill-gotten gains, conceal the funds’…

  • Newsletter

    December 12, 2021
    Setting the 2022 Audit Committee Agenda
    In prior years, there have been unique enterprise, process and technology risk issues and financial reporting issues for audit committees to consider in addition to the normal ongoing activities articulated within the committee’s charter. These exciting, unprecedented times continue to evolve the committee’s agenda. We discuss the agenda items for 2022 in this issue of The Bulletin and also offer…

  • Whitepaper

    December 14, 2020
    Adjusting Internal Audit Priorities in Healthcare Organisations
    Pre-COVID-19 Survey Results and Current Audit Planning Considerations Next-Generation Internal Audit in Healthcare: It’s Time to Ride the Wave of Transformation and Innovation The COVID-19 pandemic has brought massive waves of disruption and unique challenges to the healthcare industry. These waves have driven healthcare delivery organisations to find more innovative means to treat patients…

  • Survey

    March 27, 2023
    Industry Experience With Remote Branch Inspections
    Beginning in 2020, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and several states provided temporary relief from the operational challenges of conducting on-site branch inspections during the pandemic, allowing firms to utilise technology to fulfill their inspection obligations remotely. Now, FINRA has proposed a voluntary, three-year remote…

  • Newsletter

    August 30, 2022
    Compliance Insights - June 2020
    Your monthly compliance news roundup FinCEN: BSA Reporting Obligations Remain Crucial During COVID-19 as Fraud Trends Rise The first case of the novel coronavirus (COVID-19) in the United States was confirmed on January 20, 2020, two months after the first known cases are believed to have originated in China. While the world turned its attention to the virus and finding effective treatment, a…

  • Flash Report

    March 5, 2021
    SEC Indicates Greater Interest in Climate Change Disclosures
    March 4, 2021 - On February 24, 2021, Allison Herren Lee, acting chair of the U.S. Securities and Exchange Commission (SEC), issued a statement directing the SEC’s Division of Corporation Finance to review climate-related disclosures in public company filings and determine the extent to which companies are addressing the topics identified in “Commission Guidance Regarding Disclosure Related to…

  • Podcast

    April 1, 2020
    Podcast Series: GRC Technology Perspectives from Around the Globe
    Listen to Protiviti’s global podcast series on Governance, Risk and Compliance (GRC) programs and technologies. Our leaders and experts from around the world provide their perspectives regarding GRC drivers, tools, innovations, and challenges in their market.

  • Podcast

    June 9, 2022
    Podcast | Opportunities for greater efficiencies in SOX programs may have a familiar ring to them
    Protiviti Managing Directors Clint McPherson and Seth Schrank discuss opportunities to pursue procedural and structural changes in SOX compliance programs, most notably through the use of third-party delivery centers to handle the highly defined and repeatable controls testing work that dominates SOX compliance efforts.

  • Whitepaper

    April 28, 2022
    Credit Pulse - Spring 2021
    THE U.S. FINANCIAL SERVICES INDUSTRY CONFRONTS A NEW ENVIRONMENT In this issue of the Credit Pulse, we provide a look at the credit risk implications of the banking and capital markets oversight environment under the Biden administration, highlight post-stimulus commercial and consumer credit risks, and examine the pressing climate change-related risks affecting financial institutions and their…
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