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  • Podcast

    October 8, 2020
    Podcast: Cybersecurity Hits Close to Home
    Welcome you to a new edition of Powerful Insights and our continuing series on cybersecurity awareness. This series is intended to highlight ways organisations can be proactive in addressing these critical security challenges. We explore how leaders can dynamically build cyber resilience while maximising value. In this series, we will be talking to our cybersecurity leaders who are in the market…

  • Newsletter

    May 10, 2022
    SIFMA Quantum Dawn VI
    A Decade of Testing and Resilience Over the past 10 years, the Securities Industry and Financial Markets Association (SIFMA) has coordinated a series of industrywide resilience exercises known as Quantum Dawn. These exercises provide a forum for financial firms, regulatory bodies, central banks, law enforcement, government agencies, trade associations and information-sharing organisations to…

  • Flash Report

    April 11, 2024
    The American Privacy Rights Act of 2024: Could this framework become the data privacy panacea?
    On April 8, 2024, U.S. Representative Cathy McMorris Rodgers (R-WA) and U.S. Senator Maria Cantwell (D-WA) announced the American Privacy Rights Act. This act aims to establish a comprehensive set of rules that govern the usage of citizens' data. The bipartisan draft legislation seeks to create a national standard for data privacy and security, addressing the unregulated sale of online data.…

  • Whitepaper

    May 9, 2024
    SIFMA’s Quantum Dawn VII After-Action Report
    The latest iteration of SIFMA’s biannual cybersecurity exercise focused on the outage of a critical third-party service provider. The simulation and concluding survey found many financial institutions are already experienced with the loss of a critical third-party, with protocols established for managing the outage. In this after-action report, we look at the lessons learned from the Quantum Dawn…

  • Whitepaper

    May 11, 2022
    Maîtrisez vos opérations au quotidien grâce à un dispositif de contrôle interne robuste et efficace
    20 années de contrôle interne, et maintenant ?En mai 2022, notre cabinet fête son 20ème anniversaire. Positionné depuis cette date en tant que premier cabinet international indépendant sur les sujets d’audit interne, de gestion des risques, de conformité et de contrôle interne, nous avons eu l’opportunité d’accompagner nos clients de toute taille (CAC 40 ou ETI en croissance) dans la mise en…

  • Whitepaper

    October 26, 2021
    Dispositif Sapin 2 : le temps de l’audit est venu !
    Le sujet de la fraude et de la corruption revient régulièrement dans les priorités à intégrer au sein des plans d’audit selon notre étude internationale « IA Capabilities and needs survey » conduite chaque année auprès des Directeurs d’Audit Interne. Pour la France, les exigences de loi Sapin 2 viennent renforcer cet enjeu opérationnel par une obligation règlementaire.

  • Blogs

    July 14, 2023
    Top Takeaways from the EBA’s Report on the ML/TF Risks of Payment Institutions
    The European Banking Authority (EBA) recently released a report on its 2022 review of the money laundering/terrorist financing (ML/TF) risks of European payment institutions (PIs).  There are nearly 900 authorised PIs in the EU which are subject to Directive (EU) 2015/849 (‘AMLD’) for anti-money laundering and terrorist financing (AML/CFT) purposes. While many of the EBA’s findings are specific…

  • Survey

    December 22, 2023
    2024 Top Risks in the Financial Services Industry
    Protiviti and NC State University’s ERM Initiative have been conducting our Top Risks Survey for the past 12 years. This journey began just as financial markets around the world were starting their long, slow recovery from the global financial crisis, and has since covered the worst global pandemic in 100 years as well as near record-low interest rates followed shortly by the fastest rate hiking…

  • Client Story

    December 19, 2022
    National Defense Agency makes quick return to remote work
    Governmental agencies can be seen as slow to adopt new processes, but when the COVID-19 pandemic hit, this foreign defense agency needed to make a quick shift to remote working for both civilian and non-civilian employees while maintaining a high level of readiness. They urgently rolled out Microsoft 365 to enable remote work and communication for approximately 60,000 of their approximately 150,…

  • Whitepaper

    September 20, 2020
    Early Signs of Regulatory Alignment on Operational Resilience Concepts, Themes
    In early August 2020, the Basel Committee on Banking Supervision (BCBS) released a consultative document, titled “Principles for Operational Resilience,” that proposed a pragmatic yet flexible approach to operational resilience, one intended to be principles-based. Publication of the consultative document was expected and timely, coming amid a growing regulatory focus on operational risks and the…
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