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  • Whitepaper

    December 15, 2022
    Le Process Mining en Audit Interne
    Plus de valeur sans augmenter l’effectif d’auditeurs Les entreprises sont plus que jamais confrontées aux progrès rapides de la digitalisation, à une augmentation sans précédent de la fréquence des transactions et à la complexité croissante des processus et des outils informatiques. L'audit interne doit également relever le défi d’un traitement sécurisé de grandes quantités de données. S’…

  • Whitepaper

    December 21, 2022
    Internal Audit Benchmarks in Healthcare Organisations
    By Mike Michalowicz, CIA®, CCSA, CRMA, Bryon Neaman, CHIAP®, CIA®, CPA, and Rebecca Nilson, CIA®, CPA, CRMA Internal audit (IA) functions in organisations worldwide and throughout most industries are undergoing significant change. Changes range from embracing the use of new methodologies and technologies to reframing how their people perform day-to-day operations as the future of work…

  • Whitepaper

    June 8, 2020
    Gaining Shelter From the Storm – A Technology Labor Model Tailor-Made to Manage Crises
    This article addresses both the challenges CIOs and technology leaders experienced during the COVID-19 pandemic and how companies and their technology functions responded to it. We learned that the organisations and their stakeholders most likely to shape their narratives in a positive direction were those who understood and leveraged the benefits of the new technology labor model that supports a…

  • Newsletter

    May 28, 2020
    Compliance Insights - May 2020
    Your monthly compliance news roundup BSA/AML Examination Manual Updates from FFIEC On April 15, 2020, the Federal Financial Institutions Examination Council (FFIEC) released updates to the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) examination manual. The manual is used to evaluate an institution’s compliance with the Bank Secrecy Act and anti-money laundering requirements. This…

  • Newsletter

    August 30, 2022
    Compliance Insights - June 2020
    Your monthly compliance news roundup FinCEN: BSA Reporting Obligations Remain Crucial During COVID-19 as Fraud Trends Rise The first case of the novel coronavirus (COVID-19) in the United States was confirmed on January 20, 2020, two months after the first known cases are believed to have originated in China. While the world turned its attention to the virus and finding effective treatment…

  • Newsletter

    October 29, 2020
    Compliance Insights - October 2020
    Your monthly compliance news roundup Protecting Institutions Against PPP Fraud On September 10, 2020, Brian Rabbitt, acting assistant attorney general in the U.S. Department of Justice (DOJ), provided a status update on the department’s efforts to combat Paycheck Protection Programme (PPP) fraud. According to Rabbitt, the DOJ has filed charges against 57 individuals for fraudulently…

  • Newsletter

    July 29, 2020
    Compliance Insights - July 2020
    In your monthly compliance news roundup, you will read about: Implications of Class Action Suit Alleging Misleading Autopay Options Recapping Regulatory Responses to COVID-19 DOJ Updates Guidance on Evaluating Corporate Compliance Programmes Regulators Aim to Provide Financial Institutions Clear Guidance and Improve Compliance

  • Newsletter

    August 26, 2020
    Compliance Insights - August 2020
    Your monthly compliance news roundup CFPB Issues Interim Final Rule to Amend Regulation X Offering Relief to Consumers  In light of the ongoing COVID-19 pandemic, the Consumer Financial Protection Bureau (CFPB) has issued an interim rule permitting mortgage servicers to offer new loss mitigation options following the evaluation of an incomplete loss mitigation application. In…

  • Whitepaper

    July 16, 2020
    Mission d’audit interne et de conseil à distance
    Une nouvelle option issue du contexte COVID-19 à considérer L’année 2020 sera l’année de la flexibilité des méthodes de travail : confinement, salariés présentant un risque médical ne leur permettant pas de se rendre sur leur lieu de travail habituel, garde d’enfants, quarantaines suite à une exposition au COVID-19, roulements d’équipes, etc. Après une première période d’ajustement…

  • Flash Report

    October 4, 2019
    ACPR : Le pilotage consolidé du dispositif de LCB-FT des groupes bancaires et assurantiels
    L’autorité de contrôle prudentiel et de résolution (ACPR) a publié ce 2 octobre un document d’analyse transversale concernant le pilotage consolidé du dispositif de lutte contre le blanchiment des capitaux et le financement du terrorisme (ci-après LCB-FT) des groupes bancaires et assurantiels. Ce document est une synthèse des actions de contrôles ciblés effectuées entre 2016 et…
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