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  • Whitepaper

    March 13, 2024
    An Open Letter to CEOs and Board Members: In Support of the Compliance Function
    We’ve all heard it said: “Tone at the top” is critical to the success of a compliance function, and financial institution regulators expect CEOs and boards of directors to foster a “culture of compliance” in the institutions they oversee. We’d expect most CEOs and boards, when questioned, to say this is their goal. But what happens when the CEO and the board — intentionally or unintentionally —…

  • Whitepaper

    June 19, 2024
    Can we trust culture and conduct to guide decision making in the financial services industry?
    More than 15 years after the great financial crisis, the financial industry’s culture and conduct remain very much in the headlines. Has nothing changed? A lot has indeed changed, though bad actors still manage to prevail at times. Maintaining good culture and conduct relies on the collective efforts and responses of financial institutions, regulators, and customers. We itemize a list of steps…

  • In Focus

    July 9, 2024
    US Supreme Court reshapes the regulatory landscape
    Over the course of a few days before the end of its summer session, the U.S. Supreme Court issued three decisions that reshaped the regulatory landscape in the United States. Two of the decisions  (SEC v. Jarkesy and Loper Bright Enterprises v. Raimondo) shift the balance of power from the executive to the judicial branch of government and the third (Corner Post, Inc. v. Board of Governors)…

  • Podcast

    February 21, 2024
    Podcast | Enterprise-Level Quantum Coding - with Classiq
    Writing code for quantum computing always involves some layers of abstraction. Learn about QMOD, a new language that makes it easier to create working circuits and comes with some solid working use cases you can try out. Classiq makes QMOD available within its enterprise-level development tool, which you can now use for free (for non-commercial applications). Join Host Konstantinos Karagiannis…

  • Insights paper

    June 20, 2024
    Crypto and the Travel Rule: What’s Going On?
    Navigate crypto Travel Rule compliance: understanding its impact, the need for flexible solutions, and areas of focus for implementation.

  • Survey

    March 15, 2022
    Assessing the Results of Protiviti's 2022 Next-Generation Internal Audit Survey
    Innovation and Transformation Are Driving the Future of Internal Auditing The past two years have seen unprecedented levels of innovation and transformation among organizations worldwide as they have pivoted and adapted in response to a historic global pandemic. Innovation and transformation are now mainstays in ensuring businesses stay relevant and competitive. This unquestionably is a mindset…

  • Podcast

    March 12, 2022
    PODCAST | ASSESSING THE RESULTS OF PROTIVITI’S 2022 NEXT-GENERATION INTERNAL AUDIT SURVEY
    The past two years have seen unprecedented levels of innovation and transformation among organizations worldwide as they have pivoted and adapted in response to a historic global pandemic. Innovation and transformation are now mainstays in ensuring businesses stay relevant and competitive. This unquestionably is a mindset that CAEs and their internal audit teams must adopt – and many have.

  • Podcast

    March 28, 2023
    Future of Crypto Innovation and Regulation
    Over the past year, as one crypto organization after another has been beset by fraud or declared bankruptcy, countless headlines have surfaced warning of the death of the crypto industry. Yet the damage has been largely contained. The developments have raised many questions about digital assets, cryptocurrency and blockchain technology as well as regulation and other factors that may help the…

  • Whitepaper

    July 17, 2020
    Understanding Changes in Resilience Risks from Technology Advancements
    How resilient is our organization? How do we track our organization’s change in resilience? Those are two of the most common questions posed by boards on the topic of resilience. The proper responses to these seemingly abstract questions require a firm understanding of the organization’s ability to recover important services and functions, as well as the ability to benchmark resilience, either on…

  • Video

    September 7, 2020
    Operational Resilience Planning and Impact of COVID 19
    A line-up of eminent panelists in operational resilience discussed how organizations have responded to the COVID-19 pandemic and what it means for their operational resilience planning going forward, including the potential impact on critical third party vendors.
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