Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Survey March 27, 2023 Industry Experience With Remote Branch Inspections Beginning in 2020, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and several states provided temporary relief from the operational challenges of conducting on-site branch inspections during the pandemic, allowing firms to utilise technology to fulfill their inspection obligations remotely. Now, FINRA has proposed a voluntary, three-year remote… Podcast Transcript March 28, 2023 Transcript | Future of Crypto Innovation and Regulation Over the past year, as one crypto organisation after another has been beset by fraud or declared bankruptcy, countless headlines have surfaced warning of the death of the crypto industry. Yet the damage has been largely contained. The developments have raised many questions about digital assets, cryptocurrency and blockchain technology as well as regulation and other factors that may help the… Whitepaper September 8, 2021 Measuring the Right Metrics and Leveraging Risk and Performance Indicators to Enhance the End-to-End Transaction Monitoring Programme Issue Escalating regulatory pressures around anti-money laundering (AML) regulations are driving a paradigm shift in how organisations use technology to support their risk management and assurance activities. Optimisation of transaction monitoring (TM) systems and supporting processes has been a hot topic over the last few years, and continues to be the focus of regulators and financial… Whitepaper September 15, 2021 Tuning Suspicious Transaction Monitoring Scenarios: Combining AML Expertise and Data Analytics Issue Suspicious transaction monitoring systems enable financial institutions to monitor their customers’ transaction behavior systematically by providing relevant scenarios/rules that analyse the underlying customer transactions and generate automated alerts of activity that may be unusual and indicative of potential money laundering. These alerts are then reviewed by a team of investigators to… Whitepaper January 29, 2018 China’s Cybersecurity Law and its Impacts - Key Requirements Businesses Need to Understand to Ensure Compliance On June 1, 2017, China’s Cybersecurity Law went into effect, marking an important milestone in China’s efforts to create strict guidelines on cyber governance. Long before the Cybersecurity Law took effect, China had already made some efforts to strengthen information security. For example, a white paper titled The Internet in China, published in 2010, served as an early guide to China’s policy… Whitepaper April 27, 2023 Price Transparency Compliance Price transparency compliance continues to elude hospitals two years after its effective date on January 1, 2021. While the Hospital Price Transparency (HPT) rule was met with great debate within the industry, the Centers for Medicare and Medicaid Services (CMS) continues its initiatives for ensuring greater transparency in healthcare. An audit of price transparency can prompt further compliance… Blogs April 6, 2023 Why Data Governance Programmes Are Easy to Envision, Difficult to Sustain I am often asked, with all the investments in data management and infrastructure over the last 50 years, why are we still not great with governing data? To put it simply and directly – it’s hard! Data governance programmes are easy to envision conceptually, difficult to implement, and without proper care, impossible to sustain. Often data governance investments have a long ‘time to… Blogs April 6, 2023 Why Retailers are Leveraging a Composable ERP Strategy This blog post was authored by Chris Hanson - Director, Danielle Baumann - Senior Manager, Enterprise Application Solutions on The Technology Insights Blog. As more and more retailers build strategies to address supply chain challenges, customer experience and ease of doing business, many have come to the realisation that there may not be a single best solution for their various needs… Whitepaper April 4, 2023 Tech CFOs Discuss Banking Market Disruption and People Problems Chief financial officers (CFOs) in the technology sector met to discuss leading industry practices, trends and other topics of mutual interest in a virtual roundtable conducted under the Chatham House Rule. The agenda for this virtual exchange, hosted by Protiviti Managing Directors Gordon Tucker, Christopher Wright and Fran Maxwell, was created through a series of pre-interviews. Comments from… Podcast April 5, 2023 Podcast | Quantum Error Correction with Quantum Machines We often hear that the path to fault-tolerant quantum computing will require error correction. How will this technique work? Join host Konstantinos Karagiannis for a chat with Yonatan Cohen, Chief Technology Officer at Quantum Machines, about this and other scaling technologies. Also, learn how Quantum Machines is working on all aspects of hybrid control of quantum and classical processors to… Load More
