Results for Search Submit Filter by: Advanced Filter All results Solutions Industry Typelist People Client Story Insights/Blogs Filter Search Sort by RelevanceDate Order AscDesc Whitepaper March 13, 2024 An Open Letter to CEOs and Board Members: In Support of the Compliance Function We’ve all heard it said: “Tone at the top” is critical to the success of a compliance function, and financial institution regulators expect CEOs and boards of directors to foster a “culture of compliance” in the institutions they oversee. We’d expect most CEOs and boards, when questioned, to say this is their goal. But what happens when the CEO and the board — intentionally or unintentionally —… Whitepaper February 19, 2024 Sanctions: Not Just a Financial Institution Issue For banks, sanctions-related enforcement actions and large financial penalties over many years have made clear the cost of non-compliance with sanctions obligations. For other types of financial services companies as well as for non-financial companies, the lessons learned are more recent. And the risks for many companies are increasing. Whitepaper January 23, 2024 Ten Things Foreign Financial Institutions Should Know About Executive Order 14114 By Carol BeaumierOn December 22, 2023, when many of us had already started our holiday breaks, President Biden issued Executive Order (EO) 14114, which among other things creates new secondary sanctions risk for foreign financial institutions. For anyone who missed this development or anyone who is simply trying to understand the significance of this EO, here are 10 things we think you should… Leadership Will Thomas Will is a Director within Protiviti’s Cloud Solutions team and leads the Professional Services unit with over 20 years of expertise managing cross-functional teams to deliver solutions on an array of platforms, including Microsoft 365, SharePoint on-premises, Salesforce, Dynamics 365, Nintex, Kentico, and Sitecore. Will has the proven ability to bridge technology and business goals to provide… Leadership Rob Gould Rob is a Managing Director in the Business Performance Improvement Solution in Protiviti’s Metro New York Region. Rob leads Protiviti’s Global Private Equity Practice and has been providing professional consulting services to corporate clients and their owners for more than 25 years. Prior to joining Protiviti, Rob was in the audit and business advisory practice at Deloitte & Touche LLP.… Partner SAS SAS is the leader in business analytics software and services, and the largest independent vendor in the business intelligence market. Through innovative solutions, SAS helps customers at more than 70,000 sites improve performance and deliver value by making better decisions faster. Since 1976, SAS has been giving customers around the world THE POWER TO KNOW®. Protiviti and SAS enjoy a long-… Partner ReliaQuest ReliaQuest, a global leader in cybersecurity, delivers industry-leading visibility and automation on demand across complex environments with a platform purpose-built to protect organisations from security breaches. GreyMatter is the first cloud-native Open XDR platform that integrates and improves an enterprise’s on-premises and multi-cloud technologies, unlocking the power of next-generation… Leadership Rish Dua Based in Chicago, IL, Rish leads business intelligence, reporting and visualisation and advanced analytics and AI capabilities cross-industry. News May 2, 2024 Over 4 in 5 Executives Say Government Should Have a Role in Regulating Emerging Technologies, According to Protiviti-Oxford University Survey 69% of North American Business leaders believe that their government will have a positive impact on their business, outpacing Europe and Asia-PacificMENLO PARK, Calif. and LONDON, May 2, 2024 – Half of global business leaders expect their government will have a positive impact on their companies’ success over the next decade, according to the results of a new survey conducted by global consulting… Whitepaper April 17, 2024 Internal Audit’s Role in Supporting Sustainability Reporting Environmental, social and governance (ESG) guidance, stakeholder demands and regulatory mandates are evolving and becoming more specific, and the time of taking a “soft approach” to sustainability reporting has passed. As the need to provide, or prepare to provide, limited and/or reasonable assurance in sustainability reporting grows, internal audit’s role in the reporting process becomes obvious… Load More