Fraud Risk Management Agile fraud risk management and response We help you build a cohesive infrastructure for evaluating, mitigating, and monitoring the risk of fraud and misconduct.Dynamic changes in technology, the economic climate, business relationships, and employee workforce are driving management, boards, and shareholders to demand more agile and effective fraud risk management solutions that safeguard assets, reputation, and market value.Our teams assist organisations with architecting fraud control policies and response plans, risk assessment methodologies, and training and awareness programs.We also help you leverage analytic tools and techniques to identify yellow and red flags that can be indicative of fraud and misconduct within your organisation. Improving fraud prevention and detection for better business outcomes Fraud risk management services Pro Briefcase Forensic Advisory Analyse and investigate financial reports for signs of irregularities. Our team includes former FBI Special Agents, CPAs, Certified Fraud Examiners, Certified Compliance and Ethics Professionals, and Bank Crime Investigators. Pro Building office Fraud Risk Management Programs Build and implement custom fraud risk management programs to help you manage your anti-fraud strategy. Pro Document Consent Ethical Culture Assessment Observing behavioral elements and physical mechanisms, we assess and prepare action plans and roadmaps for ethics and cultural improvements. Pro Document Files Fraud Risk Assessment Identify improvement opportunities to mitigate, prioritise, and monitor both fraud and corruption risk that could threaten financial, operational, and brand stability. Pro Legal Briefcase Fraud Training & Awareness Maintain an effective code of conduct. We assist with monitoring, code management, and training of provisions such as conflicts of interest and illegal acts. Pro Document Folder Fraud Analytics We help businesses combat and mitigate today’s sophisticated fraud by leveraging data and advanced analytics to generate intelligent threat detection and decision-making programs. We provide strategic advice to Executives and Boards Our approach Our fraud and forensic practitioners collaborate with organisations to understand their structure, financial, compliance, operational activities, and related processes and systems that contribute to their fraud control activities.We identify key business activities and processes susceptible to fraud and misconduct and provide risk-based recommendations to strengthen the organisation’s fraud risk management program.We provide strategic advice to Executives and Boards on fraud awareness, as well as fraud risk trends and leading practices. We provide strategic advice to Executives and Boards Full suite of forensic, investigative, and fraud risk services and capabilities Our financial investigation services. The number of investigations arising from whistleblowing activity is growing exponentially. Our Whistleblower Triage Investigations enable organisations and their outside counsel to take a highly targeted approach to both the scope and duration of the investigation. This enables clients to quickly and defensibly assess whether the allegations have merit, control their spend and avoid unnecessary expense in cases in which the allegations are unfounded. Financial Investigations: We work with organisations and counsel by independently uncovering the facts, reviewing, and analysing complex financial information, and providing insight based on experience, expertise, and proven investigative practices. Due Diligence: We perform open-source background investigations of persons and entities implicated in a reported matter. We gather information about undisclosed business or conflicts of interest, indicators of unexplained wealth or heavy indebtedness, prior criminal activity or a pattern of civil litigation that corresponds to an allegation. Forensic Digital Analysis: We collect, preserve, process, upload and review electronic records as part of fact-finding activities. We apply targeted search terms, advanced analytics, and AI based upon the nature of a reported matter and review and tag relevant responsive and responsive emails and other electronically stored information. Leadership Peter Grupe Peter Grupe is a Director in Protiviti’s Forensic solution. Peter has more than 30 years of experience and is responsible for internal investigations related to whistleblower allegations, financial crimes, FCPA matters, and Anti-Bribery and Corruption. He manages and ... Learn More Featured insights PODCAST Risky Women Podcast | Adoption of AI to Support Second-Line Functions Explore AI in risk management on the Risky Women Podcast. Learn about AI's impact on regulatory compliance, stakeholder trust, and efficiency in risk management. WHITEPAPER Internal Audit Benchmarking Trends in Healthcare Global Internal Audit Standards require that a charter specify the internal audit function’s organisational position and reporting relationships and describe administrative reporting responsibilities, such as the process for approving human resources... RESEARCH GUIDE FAQ Guide on the Use of AI for Financial Crime Compliance Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of suspicious activity. As much as companies have worked to improve their detection capabilities given their... WHITEPAPER The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025 As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex. WHITEPAPER Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions For two years running, Protiviti has published a paper on the major sanction developments in the past year and our expectations for the coming year. We did this, in part, because the pace, scale and enforcement of economic sanctions reached... INSIGHTS PAPER ISO 20022 Compliance Countdown The new global messaging standard ISO 20022 provides a unified language for electronic data interchange between financial institutions. It is intended to result in increased transparency, speed and inoperability. It will also provide valuable... Button Pagination Button
