Carol Beaumier Senior Managing Director Carol is a Senior Managing Director in the firm’s Risk and Compliance practice and oversees the firm’s Asia-Pac Financial Services Practice. Prior to joining Protiviti, Carol was a Partner with Arthur Andersen where she led the Global Regulatory Practice a founding member of The Secura Group and leader of the firm’s Risk Management practice and a regulator with the Office of the Comptroller of the Currency, a bureau of the U.S. Treasury Department. An experienced consultant with more than thirty years of experience, Carol has extensive experience with numerous regulatory issues that affect multiple industries. She is a frequent author and speaker on regulatory and other risk issues. For the last several years, Carol has been a regular presenter at the Institute of International Bankers’ BSA/AML/OFAC Training Series. She is also a lecturer at the Boston University School of Law for which she has designed and is teaching an anti-money laundering course in the University’s Certificate in Financial Services Compliance programme. MAJOR PROJECTS Oversaw, in conjunction with external counsel, the special investigation into alleged money laundering of one of the banks indicted in Operation Casablanca and, following the investigation, developed and helped implement a remediation plan to enhance the bank’s anti-money laundering compliance. Conducted a special investigation of a private banking deposit and brokerage activity for a major European bank and assisted the bank by providing quality control for its client file re-documentation effort. Assisted numerous large companies develop and implement their anti-money laundering compliance programmes; this assistance included, but was not limited to, development of policies and procedures, design and implementation of monitoring procedures and investigation protocols, training, and development of internal audit programmes. Assisted numerous financial institutions with AML and sanctions-related regulatory remediation, including, but not limited to, redesigning risk assessment methodologies and KYC standards, revamping policies and procedures, enhancing transaction monitoring, improving and improving management reporting. Performed a comprehensive fraud risk assessment for the international operations of a government-owned financial institution. Developed and assisted multiple clients with implementation of country risk rating methodologies which considered, inter alia, money laundering and other fraud and corruption risks. Participated in and/or served in a quality assurance role on numerous FCPA projects including risk assessments, programme design and implementation, training development, investigations, and audits. These projects were for companies from a variety of industries, including energy, retail, manufacturing, and professional services. Areas of Expertise Regulatory Anti-Money Laundering Sanctions Compliance Risk Management Governance & Ethics Fraud Risk Management Anti-Bribery and Anti-Corruption Investigations Industry Expertise Financial Services Government Professional Associations ACAMS Member Institute of International Bankers Bretton Woods Committee Education Bachelor of Arts, Colby College Master of Arts (Hon), Colby College
