Regulatory Compliance Services Regulatory compliance consulting services help you manage today’s risks to build future success. Disruptive technologies, regulatory pressures, evolving customer loyalty, and pressure to enhance economic returns are just some of the challenges organisations need to overcome by innovating and managing their compliance risks to succeed over the next decade.The dynamic regulatory landscape and increased emphasis on cost reduction only add to the complexity of organisations achieving profitable growth.Protiviti’s regulatory compliance team brings a blend of experience and fresh thinking through a unique mix of consulting talent combined with former industry professionals, including risk and technology executives, commercial and consumer lenders, compliance professionals, and financial regulators.With NIS2 being the top priority for many organisations in regards to cybersecurity, learn more about our NIS2 compliance consulting here. Survey December 7, 2023 Executive Perspectives on Top Risks for 2024 and 2034 The 12th annual Top Risks Survey report highlights top-of-mind issues for directors and executives around the globe over the next year - 2024 - and a decade later – 2034. Read more Our regulatory compliance consulting services Pro Rightmark Square Compliance risk management Optimise and automate procedures using data and analytics for forward-looking, predictive controls, applying regulatory compliance expertise for more efficient responses to enforcement actions or issues to allow your business to focus on growth and innovation. Pro Screen System Integration Consumer protection We combine world-class consumer compliance expertise, hands on experience as former chief compliance officers and regulators, and proven methodologies to address your consumer compliance needs through compliance programme management, regulatory reviews, consent and remediation support, and operations support. Pro Document Consent Financial crime compliance Protiviti offers a multi-dimensional set of solutions to help you fight financial crime while staying in sync with regulatory changes. We collaborate to promote knowledge and skill transfers so your teams can leverage our delivery model, where impactful solutions can lead to lean and efficient operations. Pro Briefcase Regulatory remediation Aggregate and improve the quality of existing tools, technologies, and capabilities to effectively address regulatory actions. Our team responds to regulatory requests in an agile and efficient way, enabling you to drive business growth and innovation. Pro Building office Compliance transformation Design a target operating model that brings together a vision for people, processes, and technology to enable your business strategy. We help you build the capacity to transform by establishing a culture that drives shared responsibility and innovation. Pro Document Folder Anti-money laundering (AML) compliance Protiviti provides a wide variety of consultative services and AML solutions designed to assist organisations in all aspects of AML/Combating the Financing of Terrorism (CFT) compliance, in addition to conducting transaction monitoring, and Know Your Customer (KYC) reviews. Manage the risks of today while positioning you to meet the challenges of tomorrow Our approach We help companies optimise resources and design risk and compliance management programmes that are efficient, innovative, and tech-enabled so regulatory risk is covered across your organisation.In a dynamic market, you need a regulatory compliance consulting partner that can manage the risks of today while positioning you to meet the challenges of tomorrow.We help you:Identify, align, and integrate key risk and performance indicators to business objectives and processes so that you can effectively manage riskFoster a culture of regulatory compliance management so that you can factor in risk throughout your business—from product development, marketing, and sales, to underwriting, pricing, and servicing, as well as third-party risk, complaint, and issues managementDevelop effective compliance management systems and solutions grounded in data analytics and built on efficient and agile technology platformsEstablish, evaluate, monitor, and test for fair and responsible financial servicesEffectively manage or prepare for regulatory inquiries and exams or related matters requiring attention, and to respond successfully to enforcement actions and consent orders when neededDetermine how to best leverage resources that promote success and enable innovation Perspectives on Global Sanctions Landscape Learn more Featured insights IN FOCUS US Supreme Court reshapes the regulatory landscape Over the course of a few days before the end of its summer session, the U.S. Supreme Court issued three decisions that reshaped the regulatory landscape in the United States. Two of the decisions (SEC v. Jarkesy and Loper Bright Enterprises v.... WHITEPAPER SIFMA’s Quantum Dawn VII After-Action Report The latest iteration of SIFMA’s biannual cybersecurity exercise focused on the outage of a critical third-party service provider. The simulation and concluding survey found many financial institutions are already experienced with the loss of a... WHITEPAPER Sanctions Risk Assessment: A Key Risk Management Tool Faced with the growing complexity of the geopolitical landscape, governments have been using financial sanctions increasingly as foreign policy tools to respond to developments as wide ranging as regional conflicts and wars, terrorism, and human... WHITEPAPER An Open Letter to CEOs and Board Members: In Support of the Compliance Function We’ve all heard it said: “Tone at the top” is critical to the success of a compliance function, and financial institution regulators expect CEOs and boards of directors to foster a “culture of compliance” in the institutions they oversee. We’d expect... PODCAST Risky Women Podcast | Top Compliance Priorities 2024 In this episode of Risky Women Radio, host Kimberley Cole, CEO of the Risky Women organisation kicks off Series 7 by discussing the predictions for 2024 in the field of risk regulation and compliance. She is joined by Carol Beaumier and Bernadine... WHITEPAPER Regulations and Demand for Accountability Set the Tone for the Future of ESG Disclosures In recent years, increasing pressures from a variety of stakeholders have combined to drive companies toward more sustainable practices in their business operations and greater transparency. The real game-changer, however, has been the proliferation... Button Button Quantum computing helps financial services organisation improve portfolio optimisation A joint team of quantum computing engineers and financial analysts at this industry leader in digital financial services, led by a forward-thinking CIO, knew they wanted to take advantage of quantum computing to solve unique challenges that could not be handled with classical computing alone. Read more Leadership Milena Danielsen Strategy planning & implementation Leadership sparring partner Next gen organisations & ecosystems. Milena is a highly skilled leader with a passion for changing and challenging environments. She has more than 15+ years of experience of ... Learn more Michael Kreick IT regulatory compliance Remediation of audit findings Technology risk management Michael is an IT risk & compliance expert providing technology advisory, audit, and assurance services to our financial services clients. With a passion for ... Learn more
