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Financial Crime Compliance Service Offerings

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With the increase of regulatory scrutiny and dynamic business environments in relation to financial crime issues, financial institutions are realising the importance of implementing, maintaining, and optimising a robust FCC programme. Today’s environment offers unprecedented challenges managing financial crime risks, and firms are being tested on their ability to respond timely and appropriately.

Our team of specialists assists organisations with protecting their brand and reputation by proactively advising on their vulnerability to financial crime, fraud and corruption, professional misconduct, and other financial crime risks.

Protiviti are proud to support with customised solutions, subject matter expertise and high value services.

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Our areas of expertise:

  • Know Your Customer (KYC)
  • Transaction Monitoring (TM) and Investigations
  • Risk Assessment and Methodology
  • Sanctions

Our services:

  • Technology Enablement and Process Automation
  • Audit / S166 Skilled Person Reviews
  • Remediation
  • Programme Design and Implementation
  • Compliance Monitoring
  • Policy and Procedure Development
  • Regulatory Change Support
  • Change Management and Innovation
  • Subject Matter Expertise
  • Target Operating Model
  • System Tuning and Calibration
  • Training

We are proud to offer dedicated FCC professionals, a flexible delivery model, agile and responsive approaches and a truly global delivery experience. Helping our clients embed and navigate through regulatory change is core to what we do. Protiviti’s expertise along with our pragmatic approach to risk-based Financial Crime Compliance programmes and experience with change and implementation allows us to understand and appreciate the journey your firm faces.

Leadership

Bernadine Reese
Bernadine Reese
Bernadine is a Managing Director within our Financial Services Industry (FSI) Regulatory practice in the UK. Prior to joining Protiviti ten years ago, Bernadine was a Director in KPMG’s Regulatory Services practice. A chartered accountant by training, Bernadine has over ...
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