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  • Podcast

    February 27, 2023
    Risky Women Podcast | Top Compliance Priorities 2023
    Kimberley Cole speaks with Carol Beaumier and Bernadine Reese from Protiviti. We’re thrilled that they are back again to talk about the top of mind compliance priorities for 2023.Carol Beaumier is a Senior Managing Director in Protiviti’s Risk and Compliance practice and oversees the firm’s Asia-Pac Financial Services Practice. Prior to joining Protiviti, Carol was a Partner with Arthur Andersen…

  • Podcast

    November 17, 2021
    Podcast | Risky Women - Compliance Transformation: Donna Timlen
    Guest host Lucy Pearman talks with Donna Timlen, CCO of OneMain Financial – America’s largest installment lender, about their compliance transformation: talent, technology, strategy and a root cause focus. Donna Timlen has been Chief Compliance Officer (CCO), based out of Baltimore, MD, of OneMain Financial since November 2015 and reports to the OneMain General Counsel. Donna has served as CCO…

  • Whitepaper

    October 6, 2021
    Fortified In The Cloud - The Risk Management Strengths of Cloud Service Providers for the Financial Services Industry
    Cloud is on the rise in financial services and regulators are taking note. The widespread use of cloud service providers (CSPs) in the financial services industry continues to grow. According to a recent study by the Cloud Security Alliance (CSA), 91% of financial services organisations are actively using cloud services today or plan to employ them within six to nine months. That is double the…

  • Blogs

    February 14, 2023
    ESG risk management questions financial firms should ask themselves
    by Ellen Holder Increasingly, financial firms have been at the centre of conversations about environmental, social and governance (ESG) issues as their role in promoting ‘green finance’ and its impact on society is better understood. Financial firms’ ESG agendas have been influenced by several stakeholders – including customers, employees and investors – but perhaps none more influential than…

  • Podcast

    February 15, 2024
    Risky Women Podcast | Top Compliance Priorities 2024
    In this episode of Risky Women Radio, host Kimberley Cole, CEO of the Risky Women organisation kicks off Series 7 by discussing the predictions for 2024 in the field of risk regulation and compliance. She is joined by Carol Beaumier and Bernadine Reese from Protiviti, who share their insights on the compliance environment over the past decade and the evolving role of the chief compliance officer.…

  • Flash Report

    July 20, 2021
    Proposed U.S. Interagency Guidance on Third-Party Relationships: Leveling the Playing Field for Third-Party Risk Management Requirements
    On July 13, 2021, the Federal Reserve Board (FRB), the Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) released a joint request for comment to their Proposed Interagency Guidance on Third-Party Relationships: Risk Management. The agencies have issued this proposed guidance in response to industry feedback requesting alignment among the agencies…

  • Podcast

    November 30, 2022
    Risky Women Podcast | How Children Have Made Me A Better Compliance Leader: Lauren Munfa
    Denis Camilo, Risk and Compliance Director at Protiviti, talks with Lauren Munfa, Head of Americas Investment Bank C&ORC at UBS, about how much her parent management training translated to running a large compliance programme.Lauren Munfa is the Americas Head of Compliance & Operational Risk Control (C&ORC) for the Investment Bank Division of UBS, as well as the Chief Compliance…

  • Podcast Transcript

    November 17, 2021
    Transcript | Risky Women - Compliance Transformation: Donna Timlen
    Guest host Lucy Pearman talks with Donna Timlen, CCO of OneMain Financial – America’s largest installment lender, about their compliance transformation: talent, technology, strategy and a root cause focus.

  • Blogs

    October 27, 2021
    What you should know about identity and access management
    Five common identity and access management pitfalls to avoid Identity and access management (IAM) is at the forefront of each organisation’s overall security strategy. Effective organisations ensure that regulatory compliance and risk management drivers are balanced with business-friendly and effective processes in order to provide users with access to the right resources at the right time.…

  • Flash Report

    July 15, 2022
    Sanctions Risk – Managing sanction compliance in a time of crisis
    Today’s sanctions landscape raises several questions for financial institutions and their clients. These questions come as a result of an expanding list of complex sanctions and trade restrictions, often requiring that they pivot immediately to address new requirements. Protiviti can help financial institutions assess their sanction-related risks and advise them on the control environment and…
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