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  • Blogs

    March 1, 2021
    A Budget For Recovery or A Budget to Balance the Books?
    About John Ashcroft We are delighted to be partnering with Dr John Ashcroft to bring you the latest in a series of quarterly briefings and monthly updates on the UK and world economy. We will be looking at markets, growth and inflation and what this means for the UK finding its feet post-Brexit on the globally stage. John Ashcroft PhD, BSC.(Econ) FRSA CBIM is author of The Saturday Economist, a…

  • Flash Report

    June 8, 2023
    U.S. Banking Regulators Finalise (Finally) Revised Third-Party Risk Management Guidance
    On Tuesday, June 6, 2023, the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) issued the “Interagency Guidance on Third-Party Relationships: Risk Management.”[1] This marks the long-awaited finalisation of the proposed guidance that was initially issued on July 19,…

  • Video

    June 2, 2020
    Video: Embracing technology tools in SOX work
    Protiviti has released the results of its latest Sarbanes-Oxley Compliance Survey. View the full survey and more details here.

  • Newsletter

    July 29, 2020
    Compliance Insights - July 2020
    In your monthly compliance news roundup, you will read about: Implications of Class Action Suit Alleging Misleading Autopay Options Recapping Regulatory Responses to COVID-19 DOJ Updates Guidance on Evaluating Corporate Compliance Programmes Regulators Aim to Provide Financial Institutions Clear Guidance and Improve Compliance

  • Blogs

    June 30, 2023
    How will the incoming PSR APP fraud reimbursement requirement affect Payment Service Providers?
    On 7 June 2023, the Payment Systems Regulator (PSR) issued a policy statement ‘Fighting authorised push payment fraud: a new reimbursement requirement’ in response to the September 2022 consultation which outlined the PSR’s recommendations for tackling increased authorised push payment (APP) fraud. The recent statement outlines the incoming requirements for Payment Service Providers (PSPs) within…

  • Blogs

    January 25, 2023
    FSI COOs discuss challenges of carrying out the Consumer Duty
    Financial firms are preparing for the Consumer Duty, one of the biggest regulatory reforms in the fair treatment of customers. In November, U.K. Finance COO Forum members discussed topics related to the regulation, including the importance of communicating value, influencing cultural change, and why the makers and sellers of products need to talk.

  • Video

    August 7, 2020
    Video: Chicago Operational Risk Association CORA
    During this session, the panel discussed the compliance and regulatory basis of operational resilience.

  • Podcast

    March 13, 2024
    Podcast ǀ Decoding CMMC Compliance for Government Contractor Data
    In this special edition of the Protiviti Legal Perspectives podcast series, we delve into the complexities of new data protection and cybersecurity government regulations in the defense industry with Alex Alexander W. Major, Partner, McCarter & English and Perry Keating, President of Protiviti Government Services. The Cybersecurity Maturity Model Certification (CMMC) was recently promulgated…

  • Client Story

    August 21, 2024
    Organisational Change Drives Settlement Administration Success
    The client completed their court approved phase of the settlement administration, while improving its internal processes and developing a culture dedicated to continuous improvement.

  • Podcast

    December 4, 2023
    Podcast ǀ A Recipe for Excellence in the Business of Law
    “Technology will help us be better stewards of managing risk by leveraging data to tell a story… It allows businesses to see actual data and say, “Wow, if we partner with legal in a different proactive way, we can avoid some of these costs.” -Mark Smolik, General CounselMark Smolik, Chief Legal Officer for DHL Supply Chain in the Americas, is no stranger to the demands placed on today’s corporate…
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