Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc July 11, 2022 Unchartered territory: Managing multiple Russian sanctions regimes The rapid changes and nuances in the Russian sanctions regimes have created challenges for global financial institutions. Organizational consensus on the approach to managing them will help financial institutions stay within regulatory boundaries and minimise the risk of penalties. This article is based on the recent Protiviti webinar series Unchartered Territory: Managing the Risk of Russian… July 15, 2022 Unchartered territory: Addressing Russian sanctions evasion Individuals and entities will often take steps to avoid the impact of sanctions. Below, Protiviti explores sanctions evasion tactics and what financial institutions can do to mitigate evasion risk. This article is based on the recent Protiviti webinar series Unchartered Territory: Managing the Risk of Russian Sanctions held in the US, the UK and the EU. Sanctions evasion tactics are well… May 25, 2022 Non-Financial Risk Management: Regulatory fines, warnings and investigations persist across non-financial risks Whilst many banks have embedded management of traditional financial risks such as credit and market, CROs and CCOs are under increasing pressure to address known and emerging non-financial risks. Pressure is further exacerbated by shrinking budgets and increasing costs of managing expanding control stacks, as well as remediation programmes driven by risk and control self-assessment (RCSA) blind… May 3, 2022 Temporary Permissions CASS Audit Preparation for Firms that are Newly Authorised or Waiting for their Permissions Introduced in July 2018, the temporary permissions regime (TPR) enabled relevant EEA firms that were passporting into the UK when the transition period ended to continue operating temporarily in the UK. In 2021, the FCA started accepting applications for the Part IV Permission so that the firms can become… Video April 14, 2022 Working with heart: my journey through consulting, culture, and creativity In this Protiviti Life article Varun Dewan, director at Protiviti UK, lifts the lid on his working life, love of art, and the connection between creativity and clients. Protiviti Life with Varun Dewan In this video, Varun Dewan, director at Protiviti UK, lifts the lid on his working life, love of art, and the connection between creativity and clients. May 19, 2022 FSI COOs share insights on leveraging intelligent automation Robotic process automation (RPA) and artificial intelligence (AI) are helping financial institutions transform their operations. But many institutions are in the early stages of their journey. The UK Finance COO Forum in April discussed the benefits of intelligent automation and how institutions can leverage it to enhance customer experience. May 23, 2022 Inspiring women leaders - In conversation with Janet Barberis What’s it like being a female leader in professional services, and how has the sector changed? Nina Haldorsen from Protiviti’s iGROWW network interviews Janet Barberis, managing director at Protiviti UK about her career and why ‘being yourself’ matters. May 2, 2022 A measured approach: FSI COOs weigh in on ESG initiatives Increasingly, environmental, social, and governance (ESG) initiatives have become a strategic priority for financial institutions. The recent UK Finance COO Forum explored how these initiatives are developing across the financial services sector. Among the insights gleaned from the forum is that most institutions are taking a measured approach to ESG strategy as they acquaint themselves with ESG… February 7, 2022 Ascend to the cloud: consuming digital services on demand Galvanised by the need to digitise, more and more businesses are moving operations to the cloud – but a careful strategy is required if full value is to be achieved Cloud-based services allowed many businesses to continue to function productively at the peak of the pandemic, thanks to the flexibility they offer. Digital acceleration and working from home policies are likely to result in further… Video January 17, 2022 COO Spotlight Series Welcome to the Protiviti COO spotlight series. In this video series will be talking to COO’s and finding out what’s keeping them awake at night. The series will focus on issues like operational resilience, operational excellence, future of work, vulnerable customers, cloud and much more. In the first video Zish Khan COO of Aldermore bank talks to us about obstacles he deals with in his… Load More
