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  • Blogs

    October 6, 2020
    Chief Audit Executive Forum ‒ Perspectives on Internal Audit based on Shared Experiences - Session 1
    Internal audit functions are finding more than ever that they need to be closely aligned with, and responsive to, rapidly evolving business demands and priorities. Increasingly, they need to operate in more flexible and agile ways to remain relevant and support their organisation. Our Chief Audit Executive (CAE) Forum meets regularly online to exchange ideas about how to manage the audit process…

  • Blogs

    August 25, 2020
    Chief Audit Executive Forum ‒ Perspectives on Internal Audit based on Shared Experiences
    The consequences of COVID–19 have changed the risk landscape. Internal audit functions need to be closely aligned with, and responsive to, rapidly evolving business demands and priorities more now than ever before. Increasingly, they need to operate in more flexible and agile ways to remain relevant and support their organisation to accomplish its objectives. Our virtual Chief Audit Executive (…

  • Whitepaper

    June 12, 2020
    The FCA Focus on Payment Firms Continues
    The FCA’s Business Plan 2020/21 highlights that payment services are an FCA priority for supervision and, more significantly, for intervention. In the light of the FCA’s review and reprioritisation of risks to its stated Objectives in the light of the Coronavirus, it has identified significant risks in relation to Payment Services Providers (including Payment Institutions and E-money institutions…

  • Blogs

    June 10, 2020
    CASS in the Regulatory Spotlight
    Small and medium size firms face greater regulatory scrutiny of their client asset arrangements as COVID-19 causes the economy to slow. Firms need to prepare now. The Client Assets Sourcebook (CASS) rules are designed to protect the cash and assets of clients from the potential insolvency of the financial institution (banks, custodian, investment bank, brokers or insurer) that hold them. The…

  • Video

    March 25, 2021
    Collaboration Forum Series 4: Optimism in tough times (Week-10)
    The Future of Business: Part 2: Challenge your Normal Do you still believe in your company’s purpose? How will your people work together in the future? How will you work with clients? Do you need an office? Our corporate values and our working environment are undergoing their biggest change in over a century – how will you seize the opportunities this presents? Dan Foley from Kier Group PLC, …

  • Whitepaper

    March 22, 2021
    FCA to focus on the embedding of Vulnerable Customer Finalised Guidance as its Financial Lives survey shows a rise in the number of consumers who have vulnerability characteristics
    In February 2021 the FCA published two key documents in relation to its ongoing work on vulnerable customers. The Financial Lives survey was updated to reflect the position of UK consumers in October 2020. This showed that an estimated 27.7 million adults were showing characteristics of vulnerability, a rise of 15% since February 2020. The FCA also published its Finalised Guidance (FG 21/1) for…

  • Video

    March 18, 2021
    Collaboration Forum Series 4: Optimism in tough times (Week-9)
    The Future of Business – Part 1: Adapting to a Revolution in Consumer Behaviours  The pandemic has triggered enormous changes in consumer behaviour, redefining how we shop, our brand loyalty and our customer experience. Watch our session recording with Mike Hancox, CEO of delivery company Yodel where we discussed how to turnaround a company to embrace new opportunities and the challenges to…

  • Blogs

    March 14, 2021
    Adapt, respond, and recover – Building a resilient financial sector
    UK Finance held its first ‘COO Network’ event recently. More than 40 business leaders shared lessons learned from the pandemic, and talked about how the industry is improving operational resilience ahead of new regulations

  • Video

    March 12, 2021
    Collaboration Forum Series 4: Optimism in tough times (Week-8)
    International Women's Day - Will you Choose to Challenge? A challenged world is an alert world and from challenge comes change. Individually, we're all responsible for our own thoughts and actions - all day, every day. On Thursday 11 March we celebrated International Women’s Day and heard diverse perspectives from Helen Pankhurst (Senior Advisor at Care International and great grand-daughter of…

  • Blogs

    March 4, 2021
    Webinar - The new security landscape
    In February 2021, more than 30 security professionals joined Protiviti to explore cyber security planning and Microsoft’s security strategy. In a series of presentations, they were asked to think differently about their approach to security, before taking part in a series of live polls canvassing their opinions on the industry.
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